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North Carolina Investment Fraud Lawyers

If you have lost a significant amount of your savings by investing with a stockbroker, insurance salesperson, banker or other financial advisor, there is a chance we can help you get some or all of you money back. While the law does not allow investors to sue simply because the stock market went down, there are laws that require stock brokers to "know their customers" and to only recommend "suitable" investments.

If, for instance, your broker advised you to invest your IRA savings in risky technology stocks, and those stocks went down significantly, you may have a case.

Similarly, if you are retired and on a fixed income, and your broker advised you to invest more than a small percentage of your savings in the stock market, that may lead to liability on the part of the stockbroker.

Also, if you suspect your broker's recommendations were tailored more to generating commissions than to meeting your investment needs (examples would include an excessive amount of buying and selling - known as "churning" - or placing you in complicated insurance products), the law may provide you with relief.

Whatever your concerns, if you have lost your savings from dealing with a stockbroker, we will be happy to review your case without charge.

 

About Our Lawyers

Martin & Jones has associated with Nicholas D. Thomas, a securities attorney with 16 years experience. Nick began his legal career serving as an attorney/advisor to the U.S. Securities & Exchange Commission in Washington, DC.

Since 1993, Nick has worked in private practice representing individual investors against brokerage firms. He has filed more than 150 arbitration claims and served as lead counsel in more than 40 arbitration hearings.

Martin & Jones has filed claims against 30 of the 100 largest corporations in America. Nick’s investment fraud expertise combined with the strength of Martin & Jones as a firm offers clients the level of dedication and experience necessary to pursue such legal claims.

For free answers to your questions about stockbroker and investment fraud, please call us toll-free or complete this convenient online contact form.

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Are You a Victim of Bad Investment Advice?
Nicholas D. Thomas

National Association of Securities Dealers, Inc.

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